BACKGROUND
Your company has been developing compositions and methods of treating
a disease or condition that has evaded effective treatment in the
past. Although you have striking in vitro data, the compositions
and methods have not been tested in a clinical setting. You file
a patent application with the United States Patent and Trademark
Office (USPTO), which timely mails a First Action on the Merits,
rejecting all claims as lacking utility under 35 USC 101 and not
teaching how to make and use the invention under 35 USC 112. Now
what?
EXECUTIVE SUMMARY
In this patent case, the USPTO Board of Patent Appeals and Interferences
(Board) affirmed the rejection of claims directed to a method of
treating baldness using a composition used to soften cow udders
under 35 USC 112, first paragraph, for failing to teach how to make
and use, or enable, the claimed invention. The Board reversed the
Examiner's rejection of these claims under 35 USC 101 for requiring
clinical evidence to establish the utility of the claimed invention.
In affirming the rejection under 35 USC 112, the Board reasoned
that claim 1, which recites "restore hair growth" means
"to restore to its original state," was not supported
by the specification. The Board also reasoned that claim 15, which
refers to a particular mode of action of the present invention,
such as the stimulation of papilla, was not enabled. The Fed. Cir.
reversed the rejection of claim 1 based on the Board's definition
of "restore hair growth" as being inconsistent with the
meaning of that term in the art. The Fed. Cir. affirmed the rejection
of claim 15 because the mechanism of action set forth in the claim
was not established. The Practice Pointer to be gained from this
case is that patent practitioners should carefully consider claim
language that refers to a mechanism.
THE LAW
Section 101 of United States Code Title 35 provides:
Whoever invents or discovers any new and useful process, machine,
manufacture, or composition of matter, or any new and useful improvement
thereof may obtain a patent therefor, subject to the conditions
and requirements of this title.
The first paragraph of Section 112 of United States Code Title
112 provides:
The specification shall contain a written description of the invention,
and of the manner and process of making and using it, in such full,
clear, concise, and exact terms as to enable any person skilled
in the art to which it pertains, or with which it is most nearly
connected, to make and use the same, and shall set forth the best
mode contemplated by the inventor of carrying out his invention.
Sweeping rejections under 35 USC 101 and 35 USC 112, first paragraph,
for a lack of credible utility should be made by the USPTO if the
invention is directed toward inherently unbelievable undertakings
or involves implausible scientific principles. Once a credible utility
is established, then it becomes the burden of the USPTO to challenge
a presumptively correct assertion of utility in the disclosure.
After the USPTO provides evidence that one of ordinary skill in
the art would reasonably doubt the asserted utility does the burden
shift to the applicant to provide sufficient evidence to convince
such a person of the invention's utility.
IMPORTANCE OF THE CASE
This case is important because it accentuates the USPTO's burdens
in making rejections under 35 USC 101 and 35 USC 112, first paragraph.
This case also provides guidance as to the pitfalls of claim language
that refers to a mechanism and provides persuasive arguments to
overcome rejections under 35 USC 101 and 35 USC 112, first paragraph.
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